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North American Securities Administrators Association
Results: 518

#	Item
311	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-26 10:59:09 Financial system Financial economics 73rd United States Congress Stock market Securities Act Regulation D National Securities Markets Improvement Act Securities Exchange Act U.S. Securities and Exchange Commission United States securities law United States Securities and Exchange Commission Financial regulation
312	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street, N.E, Suite 1140 Washington, D.C[removed]0900 Fax: [removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-09-09 15:07:38 Financial regulation 73rd United States Congress United States Securities and Exchange Commission 106th United States Congress North American Securities Administrators Association Broker-dealer U.S. Securities and Exchange Commission Securities Exchange Act Securities Act United States securities law Financial economics Financial system
313	STRATEGIC PLAN 2014 Edition Contents Introduction ............................................................................................. Page 2 About this Plan ..................................................... Add to Reading List Source URL: www.nasaa-arts.org Language: English - Date: 2014-08-05 18:04:00 North American Securities Administrators Association National Endowment for the Arts Central Intelligence Agency Government
314	The North American Securities Administrators Association Are you an informed investor? Financial Service Providers Whether you are just starting a retirement fund or need additional help with growing and managing your m Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-06-27 17:33:22 Investment Financial adviser Financial services Service industries Financial planner Registered Investment Advisor Collective investment scheme Investment Advisers Act Financial economics Finance Business
315	PRESS RELEASE Top Investor Threats Expanded JOBS Act Adds New Threats to Small Business Owners The Office of Financial Institutions today expanded its annual listing of financial products, practices and services that th Add to Reading List Source URL: www.ofi.louisiana.gov Language: English - Date: 2013-10-17 16:04:29 United States securities law Finance North American Securities Administrators Association Investor Accredited investor Financial regulation Financial economics Investment
316	Microsoft Word - ktyler9620.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-05-19 12:14:53 Investment Corporate crime U.S. Securities and Exchange Commission North American Securities Administrators Association Financial adviser Business Registered Investment Advisor Finance Investment Adviser Association United States securities law Financial economics Financial regulation
317	Model State Consumer and Investor Guidance on Virtual Currency April 23, 2014 The Conference of State Bank Supervisors (CSBS), through its Emerging Payments Task Force, and the North American Securities Administrators As Add to Reading List Source URL: www.commerce.alaska.gov Language: English - Date: 2014-04-29 14:34:22 Currency Business Digital technology Financial cryptography Payment systems Exchange rate North American Securities Administrators Association Virtual currency Electronic money Economics Foreign exchange market Money
318	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-04 14:55:20 Finance United States securities law Financial system Accredited investor North American Securities Administrators Association Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Act Investment Advisers Act U.S. Securities and Exchange Commission Financial economics Investment Financial regulation
319	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C. [removed]‐0900 Fax: [removed]‐3571 www.nasaa.org Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-23 14:38:10 Finance Financial system Investment Corporate crime U.S. Securities and Exchange Commission North American Securities Administrators Association Registered Investment Advisor Self-regulatory organization Financial adviser Financial regulation United States securities law Financial economics
320	Microsoft Word - File Memo - NASAA Meeting November[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-12 13:23:35 North American Securities Administrators Association Business Finance U.S. Securities and Exchange Commission Financial adviser Dodd–Frank Wall Street Reform and Consumer Protection Act United States securities law Financial regulation Financial economics

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